Prof. Dr. James Bone
Angestellt, President, GlobalComplianceAssociates, LLC
Lincoln, Vereinigte Staaten
Werdegang
Berufserfahrung von James Bone
Bis heute 15 Jahre und 6 Monate, seit Jan. 2009
President
GlobalComplianceAssociates, LLC
Senior Compliance Officer with over 16 years of industry experience developing enterprise compliance risk programs for one of the largest asset management firms in the US. Experienced in investment company act of 1940 and investment advisers act of 1940, sarbanes-oxley, annual materials compliance matters, finra supervisory compliance, privacy, USA Patriots Act, operational risk - loss data analysis and data security/information security. Currently consulting and actively pursuing transitional role.
Ausbildung von James Bone
8 Monate, Mai 2010 - Dez. 2010
Doctorate of Humane Letters
Drury University
Risk Management and Compliance Corporate Governance Operational Risk Management
3 Jahre und 9 Monate, Sep. 2009 - Mai 2013
Management
Harvard University
Accounting Finance Economics
9 Monate, Sep. 1996 - Mai 1997
EdM - Masters in HR and Organizational Design
Boston University
Strategic planning & analysis Creative problem analysis and mitigation Expert in adult pedagogy, culture of compliance, awareness development Talent development expert and team builder
Business, Finance, Economics
Drury University
Accounting, Economics
Sprachen
Englisch
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