Elda Orozco
Angestellt, Compliance, BlackRock
Ciudad de México, Mexiko
Werdegang
Berufserfahrung von Elda Orozco
Bis heute 15 Jahre und 5 Monate, seit Feb. 2009
Compliance
BlackRock
- Manage advertising, sales literature and web-materials compliance for Exchange Traded Funds; - Develop and implementation of controls, policies and procedures; - Oversee employee securities transactions; - Conduct Compliance training; - Provide guidance to the business as necessary on compliance and legal issues; - Coordinate regulatory audits; and - New products compliance with regulation.
2 Jahre und 8 Monate, Juni 2005 - Jan. 2008
Lead Auditor
DuPont
-Perform assurance engagements to assess effectiveness of internal controls for financial reporting for Sarbanes-Oxley section 404; - Review effectiveness of Company Compliance Programs; - Conduct investigations related to alleged ethical policy violations and identify control improvements that will preclude recurrence of the issue; and - Coordinate audit efforts with external auditor.
Ausbildung von Elda Orozco
Instituto Tecnológico y de Estudios Superiores de Monterrey
Sprachen
Spanisch
Muttersprache
Englisch
Fließend