Simon Roberts

Inhaber, Managing Director, SCP Consultants

London, Vereinigtes Königreich

Fähigkeiten und Kenntnisse

A Senior Manager with extensive experience in cor
Compliance
Regulatory Affairs
Corporate Governance
Regulatory Compliance
Operations Management
Regulatory Requirements
Regulatory Strategy
Regulation
Recruitment
Clientmanagement
Financial Markets
Financial Analysis
Financial Services
Financial Planning
regulators
Reporting

Werdegang

Berufserfahrung von Simon Roberts

  • Bis heute 10 Jahre und 3 Monate, seit Apr. 2014

    Managing Director

    SCP Consultants

    A Financial Services Consultancy specialising in: •FCA & EUA jurisdictions - applications &and acquisitions •Appointed Representative (AR) Advice •FCA Regulatory Framework & Compliance Assistance •EUA Regulatory Reporting (EMIR, MiFID2) •Recruitment of Controlled Persons (CF roles) •Financial Accounting •IT & and Infrastructure Advice

  • 1 Jahr und 3 Monate, Apr. 2014 - Juni 2015

    CEO

    Fortrade Limited

  • 7 Jahre und 1 Monat, Juli 2007 - Juli 2014

    Managing Partner - Co CEO

    Lakeview Capital Market Services LLP

  • 2012 - 2014

    Managing Director

    Global Ethical Brokerage Ltd

  • 6 Jahre und 11 Monate, Mai 1999 - März 2006

    CEO

    Kappa Financial Services Ltd

Ausbildung von Simon Roberts

  • Duke of York's Royal Military School

Sprachen

  • Deutsch

    -

  • Englisch

    -

Interessen

Rugby
Shooting
Travel

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