Compliance Screening Specialist-Compliance&Risk Screening/ 12 months

Switzerland - Zürich

Operations

Group Functions

Job Reference #

302560BR

City

Schaffhausen

Job Type

Full Time

Your role

Are you looking for a new challenge within a dynamic and international environment? Do you have a "can do" mentality? Are you well organized and independent? Within the Compliance & Risk Screening Functional Management team we are seeking a Compliance Screening Specialist who will:

• review and analyze messages across all currencies. Ensure compliance with international regulatory lists, including sanctions and embargoes, using our CORISC application for the bank's branches worldwide.
• conduct thorough checks to ensure compliance with relevant international regulatory lists.
• analyse data and propose countermeasures for sanction hits
• maintain and update documentation
• support migration tasks and administrative tasks of the team
• maintain reports to support control and Model Validation

You will support in volume decreasing/mitigating tasks, organize team tasks and generate reports for control and oversight.

Your team

The Compliance and Risk Screening (CRS) team is in charge of running a live screening application. It is designed to stop messages, which match with at least one of the search parameters. With this application we fulfill regulatory requirements regarding Sanctions/Embargoes and protect UBS against counterparty and operational risks.

You’ll be working closely with the integration team and the hit handling team. The team is located in Schaffhausen (Switzerland). Additionally, you and your colleagues liaise with different UBS functions and other stakeholders in order to manage, control and optimize the related processes and services.

Your expertise

• 2-3 years of operational experience in a financial institution
• well organized, motivated to do repetitive tasks with a high risk diligence and strong communication skills
• ability to work independent with minimal supervision and to complete tasks to high quality standards
• a team player with strong interpersonal skills passionate analytical, problem-solving and synthesizing skills with a passion for data analysis, new ways of working and transformation
• Excel knowledge must, additional technical skills like Alteryx or Python is a plus
• understanding of financial crime risks (primarily sanctions) in banking with knowledge of current sanctions regulations and knowledge of Financial Messaging formats is a plus
• fluent in English, oral and written – German is a plus

About us

UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..

We have a presence in all major financial centers in more than 50 countries.

How we hire

We may request you to complete one or more assessments during the application process. Learn more

Join us

At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?

Contact Details

UBS Business Solutions SA
UBS Recruiting

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.