Dr. Gary Chia-Hsing Li
Angestellt, Head of Regulatory Affairs, EMEA & APAC, MarketAxess
Amsterdam, Niederlande
Werdegang
Berufserfahrung von Gary Chia-Hsing Li
Bis heute 1 Jahr und 2 Monate, seit Apr. 2023
Head of Regulatory Affairs, EMEA & APAC
MarketAxess
Bis heute 3 Jahre und 7 Monate, seit Nov. 2020
CWG member of ESMA SMSC
European Securities and Markets Authority (ESMA)
3 Jahre und 7 Monate, Sep. 2019 - März 2023
Head of Regulatory Affairs
Saxo Bank
1 Jahr und 11 Monate, Okt. 2017 - Aug. 2019
Senior Business Developer - Regulatory Programme
Saxo Bank
5 Monate, Mai 2017 - Sep. 2017
European Financial Regulation Expert
RegConsulting
6 Monate, Nov. 2016 - Apr. 2017
Regulatory Consultant
MeJuvante GmbH
Working as an regulatory consultant providing compliance and regulatory services to financial institutions in the EU or from the non-EU countries. There are four major focuses of my services: 1. Capital markets regulation: MiFID II/MiFIR; MAD/MAR; AIFMD; EMIR; UCITS; SFTR; CMU; etc. 2. Banking regulation: Benchmark Regulation; CRD/CRR; BRRD; SSM; SRM; EBU; etc. 3. Insurance regulation: IMD/IDD; PRIIPs; Solvency II; etc. 4. Financial consumer law: ECD; UCPD; UCTD; Distance Marketing Directive; etc.
2 Jahre und 10 Monate, Jan. 2014 - Okt. 2016
Regulatory Consultant of Scottish Government
Edinburgh Law School
regulatory consulting services; strategy analysis of European financial regulation
1 Jahr und 3 Monate, Okt. 2012 - Dez. 2013
Lawyer/Certified Public Accountant
H.D.G.W Law Firm
consulting services; ERM services; compliance/regulatory services
1 Jahr und 4 Monate, Sep. 2012 - Dez. 2013
Business Analyst/Compliance Officer
The Restless Rock Insurance Brokers Group
compliance risk analysis; compliance risk strategy designing and implementation; insurance arrangement
4 Jahre und 4 Monate, Sep. 2009 - Dez. 2013
Senior Lecturer in Financial Law
GET Educational Institute
legal training; compliance workshops
1 Jahr und 1 Monat, Okt. 2011 - Okt. 2012
Professional Consultant
National Pension Supervisory Commission, Ministry of the Interior
complaints handling; disputes resolution
1 Jahr und 1 Monat, Sep. 2010 - Sep. 2011
Business Research Assistant
Financial Supervisory Commission
data collection; stakeholder management; seminars and workshops arrangement
1 Jahr und 2 Monate, Sep. 2009 - Okt. 2010
Business Research Assistant
National Chengchi University
data collection; policy analysis
3 Monate, Juli 2010 - Sep. 2010
Business Analyst
Yuanta Financial Holding Company
due diligence; legal and compliance risk identification; M&A
1 Jahr und 2 Monate, Juni 2008 - Juli 2009
Research Assistant
Institutum Iurisprudentiae, Academia Sinica (IIAS)
data collection and analysis
Ausbildung von Gary Chia-Hsing Li
3 Jahre, Jan. 2014 - Dez. 2016
Law
The University of Edinburgh
European financial law; international financial regulation
10 Monate, Sep. 2009 - Juni 2010
Risk Management and Insurance
National Chengchi University
ERM; compliance risk management; legal risk management
3 Jahre und 10 Monate, Sep. 2009 - Juni 2013
Commercial law
National Taiwan University
Capital market regulation; securities regulation
3 Jahre und 10 Monate, Sep. 2005 - Juni 2009
Law
Soochow University
Sprachen
Englisch
Fließend
Chinesisch
Muttersprache
Deutsch
Grundlagen
Japanisch
Grundlagen