Dominic Franchi

Angestellt, Compliance Risk (Vice President), Credit Suisse

Zürich, Schweiz

Fähigkeiten und Kenntnisse

Metrics (Forward looking Key Risk Indicators (KRI)
Risk Reporting
KYC/AML
Client Formalities
Suitability & Appropriateness
Cross Border
Internal Fraud
Compliance Surveillance/Monitoring
Flow of Funds
Supervisory Controls
Quality Assurance
Risk management

Werdegang

Berufserfahrung von Dominic Franchi

  • Bis heute 2 Jahre und 8 Monate, seit Okt. 2021

    Compliance Risk (Vice President)

    Credit Suisse
  • 1 Jahr und 11 Monate, Nov. 2019 - Sep. 2021

    Senior Risk Manager - CRO Risk Management International & Governance (Director)

    Bank Julius Bär
  • 3 Jahre und 10 Monate, Jan. 2016 - Okt. 2019

    Risk Oversight - International Wealth Management Compliance (Vice President)

    Credit Suisse

    Monitor Risk Metrics (Forward looking Key Risk Indicators (KRI), Control Performance Indicators (CPI)), Compile Risk Assessment and Risk Reporting to Senior Management (e.g. to Board of Directors, Div. Risk Mgmt. Committee), Constantly improve metric landscape, define and implement new metrics Projets: Define and implement new forward looking KRIs, Coverage Extension of metrics to Int. Locations, Automate Reporting process

  • 6 Monate, Juli 2015 - Dez. 2015

    Business Risk Manager - Private Banking & Wealth Management

    Credit Suisse

    Divisional Private Banking & Wealth Management: Key Risk Indicators, Reporting to Risk Committees, Implementation of PB&WM Metrics Governance Framework, Implementation of regulatory requirements

  • 2 Jahre und 5 Monate, Feb. 2013 - Juni 2015

    Business Risk Manager - Global Operations

    Credit Suisse

    Responsible for the global Executive Risk Reporting; analyse and monitor Key Risk Indicators (KRIs); interpret and communicate the results to the business areas; perform the quality assurance process to identify risk positions on depots and accounts; monitor quality of supervisory controls; identify and establish new Key Risk Indicators; improve the reporting process; lead a project to implement a quality assurance process to improve the risk identification on depots and accounts

  • 1 Jahr und 6 Monate, Aug. 2011 - Jan. 2013

    Controller

    Credit Suisse AG

    Financial Control - Global

  • 1 Jahr und 4 Monate, Apr. 2010 - Juli 2011

    Junior Controller 60%-80%

    Credit Suisse

    Financial Control - Global

  • 7 Monate, Jan. 2009 - Juli 2009

    Internship

    Bentour Swiss AG

    Marketing and Sales

  • 1 Jahr und 6 Monate, März 2007 - Aug. 2008

    Student Assistant

    HfWU Nürtingen

  • 7 Monate, März 2006 - Sep. 2006

    Internship

    Festool GmbH

    Marketing and Communication

  • 6 Monate, Sep. 2004 - Feb. 2005

    Internship

    Robert-Bosch GmbH

    Corporate Sales & Marketing Automotive

Ausbildung von Dominic Franchi

  • 2 Jahre, Sep. 2009 - Aug. 2011

    Business Administration

    ZHAW (Zürich) - School of Management and Law

  • 4 Jahre und 7 Monate, Okt. 2003 - Apr. 2008

    Economics

    HfWU Nürtingen (Germany)

    Major fields of study: World Economy and Marketing

Sprachen

  • Deutsch

    Muttersprache

  • Englisch

    Fließend

  • Französisch

    Gut

  • Spanisch

    Grundlagen

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